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SMITH MICRO SOFTWARE, INC. — Director's Dealing 2010
Mar 4, 2010
35070_dirs_2010-03-04_bf582e18-d007-4387-974d-795b3b432cb3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH MICRO SOFTWARE INC (SMSI)
CIK: 0000948708
Period of Report: 2010-03-02
Reporting Person: Kahn Jonathan (EVP - Productivity & Graphics)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-02 | Common Stock | M | 20000 | $4.95 | Acquired | 194536 | Direct |
| 2010-03-02 | Common Stock | S | 20000 | $9.0044 | Disposed | 194536 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-02 | Employee Stock Option (right to buy) | $4.95 | M | 20000 | Acquired | 2015-07-27 | Common Stock (20000) | Direct |
Footnotes
F1: 25% Exercisable on 01/28/2006; balance exercisable in 18 successive equal monthly installments
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