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SMITH MICRO SOFTWARE, INC. — Director's Dealing 2010
Nov 12, 2010
35070_dirs_2010-11-12_42020227-aba0-4748-9c88-16f02636d2ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH MICRO SOFTWARE INC (SMSI)
CIK: 0000948708
Period of Report: 2010-11-09
Reporting Person: SPERLING DAVID P (CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-09 | Common Stock | M | 25000 | $4.95 | Acquired | 158105 | Direct |
| 2010-11-09 | Common Stock | S | 25000 | $15.0123 | Disposed | 158105 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-09 | Employee Stock Option (right to buy) | $4.95 | M | 25000 | Disposed | 2015-07-27 | Common Stock (25000) | Direct |
Footnotes
F1: 25% exercisable on 07/28/06; balance exercisable in 36 successive equal monthly installments.
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