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SMITH MICRO SOFTWARE, INC. — Director's Dealing 2010
Dec 14, 2010
35070_dirs_2010-12-14_ea639c61-9f55-4fda-ad88-caddc047f2d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH MICRO SOFTWARE INC (SMSI)
CIK: 0000948708
Period of Report: 2010-12-10
Reporting Person: Kahn Jonathan (EVP - Productivity & Graphics)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-10 | Common Stock | M | 10000 | $12.55 | Acquired | 145036 | Direct |
| 2010-12-10 | Common Stock | S | 20000 | $15.6851 | Disposed | 145036 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-10 | Employee Stock Option (right to buy) | $12.55 | M | 10000 | Disposed | 2017-02-18 | Common Stock (10000) | Direct |
Footnotes
F1: 25% Exercisable on 02/19/2008; balance exercisable in 36 successive equal monthly installments
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