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SMITH A O CORP — Director's Dealing 2024
Feb 9, 2024
30593_dirs_2024-02-09_2d4ab747-0dd5-47aa-b5d8-4416871c4a09.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2024-02-08
Reporting Person: Warren David R (Senior VP & President and GM)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-08 | Common Stock | M | 3635 | — | Acquired | 14739 | Direct |
| 2024-02-08 | Common Stock | F | 1511 | $80.275 | Disposed | 13228 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-08 | Restricted Stock Units | $ | M | 3635 | Disposed | Common Stock (3635) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date.
F2: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.
F3: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.
F4: David Warren beneficially owns 8,635 restricted stock units that have not yet vested.