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SMITH A O CORP Director's Dealing 2023

Feb 14, 2023

30593_dirs_2023-02-14_0cdebcc7-99c9-44f5-936b-580a8b7679bc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2023-02-10

Reporting Person: Karge Douglas Samuel (SVP - President NA Water Treat)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-10 Common Stock M 975 Acquired 2396 Direct
2023-02-10 Common Stock F 510 $65.80 Disposed 1886 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-02-10 Restricted Stock Units $ M 975 Disposed Common Stock (975.0) Direct

Footnotes

F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date.

F2: Mr. Karge is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 22 shares of Common Stock.

F3: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.

F4: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.