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SMITH A O CORP Director's Dealing 2022

Feb 9, 2022

30593_dirs_2022-02-09_bf4fbc9f-d0bb-499b-b355-9c9dc4d8f9b7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2022-02-07

Reporting Person: Qiu Jack (SVP - Pres. A. O. Smith China)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-02-07 Employee Stock Options (Right to Buy) $74.265 A 7500 Acquired 2032-02-07 Common Stock (7500.0) Direct
2022-02-07 Restriced Stock Units $74.265 A 1775 Acquired Common Stock (1775.0) Direct

Footnotes

F1: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023. The stock options are payable in cash when exercised.

F2: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/07/2025.

F3: Each restricted stock unit is the economic equivalent of one share of A. O. Smith Corporation Common Stock.