AI assistant
SMITH A O CORP — Director's Dealing 2022
Feb 9, 2022
30593_dirs_2022-02-09_f6a5231a-e8d7-4458-91fc-d012a66ee728.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2022-02-07
Reporting Person: DasGupta Anindadeb Vjaykumar (Senior Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-07 | Employee Stock Options (Right to Buy) | $74.265 | A | 3940 | Acquired | 2032-02-07 | Common Stock (3940.0) | Direct |
| 2022-02-07 | Restricted Stock Units | $74.265 | A | 935 | Acquired | Common Stock (935.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1042 | Direct |
Footnotes
F1: Mr. DasGupta is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 7 shares of Common Stock.
F2: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.
F3: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.