SMITH A O CORP — Director's Dealing 2022

Sep 1, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2022-09-01

Reporting Person: Kulkarni Parag (SVP - Int'l; President India)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Stock (1770.0)		Direct
Employee Stock Options (Right to Buy)	$33.235	2025-04-25	Common Stock (1720.0)		Direct

Footnotes

F1: Restricted stock units were granted under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3: 780 Restricted stock units were granted on 02/10/2020 and they become payable in cash on the vesting date of 02/10/2023. 545 Restricted stock units were granted on 02/08/2021 and they become payable in cash on the vesting date of 02/08/2024. 445 Restricted stock units were granted on 02/07/2022 and they become payable in cash on the vesting date of 02/07/2025.

F2: Each restricted stock unit is the economic equivalent of one share of A. O. Smith Corporation Common Stock.

F3: Employee stock options were granted on 04/27/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The option became exercisable in three annual installments of 1/3 of the award starting on 04/27/2016. The stock options are payable in cash when exercised.