SMITH A O CORP — Director's Dealing 2021

Feb 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-02-08

Reporting Person: Dana Paul R (Senior VP Global Operations)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-04	Common Stock	G	900	—	Disposed	4063	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-08	Employee Stock Options (Right to Buy)	$60.82	A	7535	Acquired	2031-02-08	Common Stock (7535)	Direct
2021-02-08	Restricted Stock Units	$60.82	A	1735	Acquired		Common Stock (1735)	Direct

Footnotes

F1: Gift

F2: Mr. Dana was a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and received a quarterly dividend pursuant to the Plan. The total amount of dividends received was 5 shares of Common Stock.

F3: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.

F4: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2024.