SMITH A O CORP — Director's Dealing 2021

Feb 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-02-08

Reporting Person: Kempken Daniel L (SVP, Strategy & Corporate Dev.)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-08	Employee Stock Options (Right to Buy)	$60.82	A	3770	Acquired	2031-02-08	Common Stock (3770)	Direct
2021-02-08	Restricted Stock Units	$60.82	A	870	Acquired		Common Stock (870)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	7002	Direct

Footnotes

F1: Mr. Kempken was a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and received a quarterly dividend pursuant to the Plan. The total amount of dividends received was three shares of Common Stock.

F2: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.

F3: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.