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SMITH A O CORP Director's Dealing 2021

Feb 10, 2021

30593_dirs_2021-02-10_afa927d1-4c54-4e03-958b-e4adb11752a2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-02-08

Reporting Person: Lauber Charles T (Executive Vice President & CFO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-08 Employee Stock Options (Right to Buy) $60.82 A 25910 Acquired 2031-02-08 Common Stock (25910) Direct
2021-02-08 Restricted Stock Units $60.82 A 5970 Acquired Common Stock (5970) Direct

Footnotes

F1: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.

F2: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.