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SMITH A O CORP Director's Dealing 2021

Feb 10, 2021

30593_dirs_2021-02-10_4750875c-4ae2-454b-882d-12d943193a6b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-02-08

Reporting Person: Petrarca Mark A (Senior Vice Pres. - H.R. & P.A)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-08 Employee Stock Options (Right to Buy) $60.82 A 14840 Acquired 2031-02-08 Common Stock (14840) Direct
2021-02-08 Restricted Stock Units $60.82 A 3420 Acquired Common Stock (3420) Direct

Footnotes

F1: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.

F2: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.