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SMITH A O CORP — Director's Dealing 2021
Feb 10, 2021
30593_dirs_2021-02-10_cf91e37e-2d2d-4ba3-97ce-2a71a7cbdf74.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-02-08
Reporting Person: Wheeler Kevin J. (Chairman, President and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-08 | Employee Stock Options (Right to Buy) | $60.82 | A | 98920 | Acquired | 2031-02-08 | Common Stock (98920) | Direct |
| 2021-02-08 | Restricted Stock Units | $60.82 | A | 22790 | Acquired | Common Stock (22790) | Direct |
Footnotes
F1: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.
F2: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.
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