SMITH A O CORP — Director's Dealing 2021

Feb 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-02-12

Reporting Person: Dana Paul R (SVP, Global Operations)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-12	Common Stock	A	1415	$60.65	Acquired	5478	Direct
2021-02-12	Common Stock	F	557	$60.65	Disposed	4921	Direct
2021-02-12	Common Stock	M	4850	$31.67	Acquired	9771	Direct
2021-02-12	Common Stock	S	4850	$60.2193	Disposed	4921	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-12	Restricted Stock Units	$60.65	M	1415	Disposed		Common Stock (1415)	Direct
2021-02-12	Employee Stock Options (Right to Buy)	$31.67	M	4850	Disposed	2026-02-08	Common Stock (4850)	Direct

Footnotes

F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $60.14 to $60.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

F2: 1,415 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,415 Restricted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 1,415 shares of Common Stock to the reporting person.

F3: The employee stock options wre granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/08/2017.