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SMITH A O CORP — Director's Dealing 2021
Feb 17, 2021
30593_dirs_2021-02-17_15070314-0509-4f55-be3f-0f2caa6ed093.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-02-12
Reporting Person: Goodwin Wallace E (President & GM, Lochinvar, LLC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-12 | Common Stock | A | 1200 | $60.65 | Acquired | 17311 | Direct |
| 2021-02-12 | Common Stock | F | 473 | $60.65 | Disposed | 16838 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-12 | Restricted Stock Units | $60.65 | M | 1200 | Disposed | Common Stock (1200) | Direct |
Footnotes
F1: 1,200 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,200 Restricted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 1,200 shares of Common Stock to the reporting person.
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