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SMITH A O CORP Director's Dealing 2021

Feb 17, 2021

30593_dirs_2021-02-17_c16f2b29-ebc0-42bb-9211-166045ea4005.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-02-12

Reporting Person: Kempken Daniel L (SVP, Strategy & Corporate Dev.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-12 Common Stock A 930 $60.65 Acquired 7932 Direct
2021-02-12 Common Stock F 431 $60.65 Disposed 7501 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-12 Restricted Stock Units $60.65 M 930 Disposed Common Stock (930) Direct

Footnotes

F1: 930 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 930 Restricted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 930 shares of Common Stock to the reporting person.