SMITH A O CORP — Director's Dealing 2021

Feb 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-02-12

Reporting Person: STERN JAMES F (Exec VP, General Counsel & Sec)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-12	Common Stock	A	3740	$60.65	Acquired	152873	Direct
2021-02-12	Common Stock	F	1758	$60.65	Disposed	151115	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-12	Restricted Stock Units	$60.65	M	3740	Disposed		Common Stock (3740)	Direct

Footnotes

F1: 3,740 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,740 Restricted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 3,740 shares of Common Stock to the reporting person.