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SMITH A O CORP Director's Dealing 2021

Feb 17, 2021

30593_dirs_2021-02-17_1afff55b-475a-4959-b44a-01ada006af26.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-02-12

Reporting Person: Warren David R (Senior VP & President and GM)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-12 Common Stock A 1925 $60.65 Acquired 6852 Direct
2021-02-12 Common Stock F 758 $60.65 Disposed 6094 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-12 Restricted Stock Units $60.65 M 1925 Disposed Common Stock (1925) Direct

Footnotes

F1: 1,925 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,925 Restrited Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 1,925 shares of Common Stock to the reporting person.