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SMITH A O CORP Director's Dealing 2021

Mar 22, 2021

30593_dirs_2021-03-22_092151ad-7625-48f0-b2e4-a1c0a629c9d0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-03-19

Reporting Person: Karge Douglas Samuel (SVP - President NA Water Treat)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-19 Common Stock A 885 $67.49 Acquired 885 Direct
2021-03-19 Common Stock F 284 $67.49 Disposed 601 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-19 Restricted Stock Units $67.49 M 885 Disposed Common Stock (885) Direct

Footnotes

F1: 885 Restricted Stock Units were granted on 03/19/2018, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 885 Restricted Stock Units vested on 03/19/2021. As a result of vesting, the Company is obligated to deliver 885 shares of Common Stock to the reporting person.