SMITH A O CORP — Director's Dealing 2021

Apr 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-04-13

Reporting Person: SMITH BRUCE M (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-13	Common Stock	A	1922	$67.665	Acquired	5226	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-05	Class A Common Stock	$0	G	60291	Disposed		Common Stock (60291)	Indirect
2021-02-05	Class A Common Stock	$0	G	60291	Acquired		Common Stock (60291)	Indirect
2021-02-05	Class A Common Stock	$0	G	60291	Disposed		Common Stock (60291)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	15892	Direct
Common Stock	2400	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0		Common (0)	118875	Direct

Footnotes

F1: Payment of retainer of stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 13, 2021.

F2: Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.

F3: The reporting person beneficially owns these shares as settlor of a revocable family trust.

F4: The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.

F5: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 1,065 units of Restricted Stock Units.

F6: Convertible at any time into Common Stock.

F7: None.

F8: Gift

F9: Gift from revocable family trust to spouse of reporting person.