SMITH A O CORP — Director's Dealing 2021

Apr 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-04-13

Reporting Person: SMITH MARK D (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-05	Common Stock	G	2420	—	Acquired	2420	Indirect
2021-02-12	Common Stock	G	316	—	Disposed	2104	Indirect
2021-02-12	Common Stock	G	316	—	Acquired	9272	Indirect
2021-02-12	Common Stock	G	316	—	Disposed	8956	Indirect
2021-04-13	Common Stock	A	1922	$67.665	Acquired	114284	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-05	Class A Common Stock	$0	G	12525	Acquired		Common Stock (12525)	Indirect
2021-02-12	Class A Common Stock	$0	G	191000	Disposed		Common Stock (191000)	Indirect
2021-02-12	Class A Common Stock	$0	G	43541	Disposed		Common Stock (43541)	Indirect
2021-02-12	Class A Common Stock	$0	G	43541	Acquired		Common Stock (43541)	Indirect
2021-02-12	Class A Common Stock	$0	G	43541	Disposed		Common Stock (43541)	Indirect

Footnotes

F1: Gift

F2: The reporting person beneficially owns the shares as settlor of a revocable family trust.

F3: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 13, 2021.

F4: Convertible at any time to Common Stock.

F5: None.