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SMITH A O CORP Director's Dealing 2021

Apr 15, 2021

30593_dirs_2021-04-15_4a63f8a0-2a43-4a81-a4c2-8ed905ad1046.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-04-13

Reporting Person: WOLF IDELLE K (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-10 Common Stock G 1000 Disposed 46014 Indirect
2021-04-13 Common Stock A 1922 $67.665 Acquired 9564 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0 Common Stock (0) 9533 Direct

Footnotes

F1: Gift

F2: Payment of retainer in stock under the A. O. Smith Corporation Directors' Compensation Plan based on the average of the high and low price of Common Stock on April 13, 2021.

F3: The Plan permits the participant to defer the receipt of the award and Ms. Wolf has made a deferral.

F4: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 41 units of Restricted Stock Units.