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SMITH A O CORP Director's Dealing 2021

May 11, 2021

30593_dirs_2021-05-11_bfe80f12-37e1-47d1-8971-ef83750a3aa2.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-05-03

Reporting Person: Goodwin Wallace E (SVP; Pres & GM, Lochinvar, LLC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-03 Common Stock M 1595 $17.462 Acquired 18445 Direct
2021-05-03 Common Stock S 1595 $69.8 Disposed 16850 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-03 Employee Stock Options (Right to Buy) $17.462 M 1595 Disposed 2023-02-11 Common Stock (1595) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021.

F2: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.