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SMITH A O CORP Director's Dealing 2021

May 19, 2021

30593_dirs_2021-05-19_4881f431-1ded-4697-824d-7818711f95c7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-05-18

Reporting Person: SMITH BRUCE M (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-18 Common Stock S 5226 $69.6516 Disposed 0 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15892 Direct
Common Stock 2400 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0 Common Stock (0) 118875 Direct
Class A Common Stock $0 Common Stock (0) 169110 Indirect

Footnotes

F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.57 to $69.725. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

F2: Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.

F3: The reporting person beneficially owns these shares as settlor of a revocable family trust.

F4: The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.

F5: Convertible at any time into Common Stock.

F6: None.