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SMITH A O CORP — Director's Dealing 2021
May 19, 2021
30593_dirs_2021-05-19_4881f431-1ded-4697-824d-7818711f95c7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-05-18
Reporting Person: SMITH BRUCE M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-18 | Common Stock | S | 5226 | $69.6516 | Disposed | 0 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15892 | Direct |
| Common Stock | 2400 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (0) | 118875 | Direct | |
| Class A Common Stock | $0 | Common Stock (0) | 169110 | Indirect |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.57 to $69.725. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
F2: Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
F3: The reporting person beneficially owns these shares as settlor of a revocable family trust.
F4: The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.
F5: Convertible at any time into Common Stock.
F6: None.