SMITH A O CORP — Director's Dealing 2021

Jul 14, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-07-12

Reporting Person: SMITH BRUCE M (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-12	Common Stock	A	142	$70.855	Acquired	142	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-04	Class A Common Stock	$0	G	60172	Disposed		Common Stock (60172)	Indirect
2021-06-04	Class A Common Stock	$0	G	60172	Acquired		Common Stock (60172)	Indirect
2021-06-04	Class A Common Stock	$0	G	60172	Disposed		Common Stock (60172)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	15892	Direct
Common Stock	2400	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0		Common (0)	119308	Direct

Footnotes

F1: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on July 12, 2021.

F2: Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.

F3: The reporting person beneficially owns these shares as settlor of a revocable family trust.

F4: The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.

F5: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 433 units of Restricted Stock Units.

F6: Gift

F7: Gift from revocable family trust to spouse of reporting person.

F8: Convertible at any time into Common Stock.

F9: None.