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SMITH A O CORP Director's Dealing 2021

Sep 2, 2021

30593_dirs_2021-09-02_a43af699-5c3b-4a86-aaac-bb8e2f1ad3e7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-09-01

Reporting Person: Wheeler Kevin J. (Chairman, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-01 Common Stock M 3915 $72.06 Acquired 40665 Direct
2021-09-01 Common Stock F 1841 $72.06 Disposed 38824 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-01 Restricted Stock Units $72.06 M 3915 Disposed Common Stock (3915.0) Direct

Footnotes

F1: 3,915 Restricted Stock Units were granted on 09/01/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,915 Restricted Stock Units vested on 09/01/2021. As a result of the vesting, the Company is obligated to deliver 3,915 share of Common Stock to the reporting person.