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SMITH A O CORP — Director's Dealing 2021
Sep 2, 2021
30593_dirs_2021-09-02_a43af699-5c3b-4a86-aaac-bb8e2f1ad3e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-09-01
Reporting Person: Wheeler Kevin J. (Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-01 | Common Stock | M | 3915 | $72.06 | Acquired | 40665 | Direct |
| 2021-09-01 | Common Stock | F | 1841 | $72.06 | Disposed | 38824 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-01 | Restricted Stock Units | $72.06 | M | 3915 | Disposed | Common Stock (3915.0) | Direct |
Footnotes
F1: 3,915 Restricted Stock Units were granted on 09/01/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,915 Restricted Stock Units vested on 09/01/2021. As a result of the vesting, the Company is obligated to deliver 3,915 share of Common Stock to the reporting person.
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