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SMITH A O CORP — Director's Dealing 2021
Nov 1, 2021
30593_dirs_2021-11-01_a3067ee1-3c4b-4b1a-ab45-e9c149cc894d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-11-01
Reporting Person: WOLF IDELLE K (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-28 | Common Stock | G | 45014 | — | Disposed | 0 | Indirect |
| 2021-09-28 | Common Stock | G | 45014 | — | Acquired | 50735 | Direct |
| 2021-11-01 | Common Stock | S | 1000 | $74.7816 | Disposed | 49735 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (0.0) | 9602 | Direct |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $74.7767 to $74.7796. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
F2: The Plan permits the participant to defer the receipt of the award, and Ms. Wolf has made a deferral.
F3: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 34 Restricted Stock Units.