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SMITH A O CORP Director's Dealing 2021

Nov 3, 2021

30593_dirs_2021-11-03_545030a2-b139-4f99-a3cb-a7da5895cc67.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2021-11-02

Reporting Person: Rajendra Ajita G (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-02 Common Stock M 124010 $31.67 Acquired 136137 Direct
2021-11-02 Common Stock S 124010 $76.8669 Disposed 12127 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-02 Employee Stock Options (Right to Buy) $31.67 M 124010 Disposed 2026-02-08 Common Stock (124010.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 243405 Indirect

Footnotes

F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $75.02 to $78.70. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

F2: The employee stock options were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.