SMITH A O CORP — Director's Dealing 2020

Feb 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2020-02-10

Reporting Person: Warren David R (Senior VP & President and GM)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-10	Employee Stock Options (Right to Buy)	$42.39	A	24295	Acquired	2030-02-10	Common Stock (24295)	Direct
2020-02-10	Restricted Stock Units	$42.39	A	4670	Acquired		Common Stock (4670)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4336	Direct

Footnotes

F1: Mr. Warren is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 8 shares of Common Stock.

F2: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021.

F3: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.