SMITH A O CORP — Director's Dealing 2020

Feb 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2020-02-13

Reporting Person: Rajendra Ajita G (Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-13	Common Stock	A	20725	$43.96	Acquired	98888	Direct
2020-02-13	Common Stock	F	9741	$43.96	Disposed	89147	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-13	Restricted Stock Units	$43.96	M	20725	Disposed		Common Stock (20725)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	35947	Indirect
Common Stock	236399	Indirect

Footnotes

F1: 20,725 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 20,725 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 20,725 shares of Common Stock to the reporting person.