SMITH A O CORP — Director's Dealing 2020

Oct 6, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2020-10-05

Reporting Person: Goodwin Wallace E (SVP; Pres & GM, Lochinvar, LLC)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-05	Common Stock	M	4800	$11.493	Acquired	20898	Direct
2020-10-05	Common Stock	S	4800	$55	Disposed	16098	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-05	Employee Stock Options (Right to Buy)	$11.493	M	4800	Disposed	2022-02-13	Common Stock (4800)	Direct

Footnotes

F1: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2013.