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SMITH A O CORP — Director's Dealing 2019
Apr 10, 2019
30593_dirs_2019-04-10_6a35b482-e278-42b7-ace4-08bc7d44ac42.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2019-04-09
Reporting Person: WOLF IDELLE K (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-11 | Common Stock | G | 18257.999 | — | Disposed | 33765.001 | Direct |
| 2018-05-29 | Common Stock | G | 17872.878 | — | Disposed | 15892.123 | Direct |
| 2018-05-31 | Common Stock | G | 1975.501 | — | Disposed | 13916.622 | Direct |
| 2018-06-06 | Common Stock | G | 9907.622 | — | Disposed | 4009 | Direct |
| 2019-04-09 | Common Stock | A | 2299 | $54.38 | Acquired | 6308 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 48014 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (0) | 9164 | Direct |
Footnotes
F1: Gift to husband's revocable trust.
F2: Payment of retainer in stock under the A. O. Smith Corporation Directors' Compensation Plan based on the average of the high and low price of Common Stock on April 9, 2019.
F3: The Plan permits the participant to defer the receipt of the award and Ms. Wolf has made a deferral.
F4: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 138 units of Restricted Stock Units.