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SMITH A O CORP Director's Dealing 2019

May 2, 2019

30593_dirs_2019-05-02_a6c81016-a53d-4477-abfc-6c3549adc537.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2019-05-01

Reporting Person: Lauber Charles T (SVP, Strategy & Corporate Dev.)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-01 Employee Stock Options (Right to Buy) $52.68 A 8985 Acquired 2029-05-01 Common Stock (8985) Direct
2019-05-01 Restricted Stock Units $52.68 A 1900 Acquired Common Stock (1900) Direct

Footnotes

F1: The employee stock options were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 05/01/2020.

F2: The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022.