SMITH A O CORP — Director's Dealing 2019

Aug 23, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2019-08-21

Reporting Person: Rajendra Ajita G (Director, Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-21	Common Stock	M	63600	$6.983	Acquired	126161	Direct
2019-08-23	Common Stock	F	34442	$46.735	Disposed	94719	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-08-21	Employee Stock Options (Right to Buy)	$6.983	M	63600	Disposed	2020-02-08	Common Stock (63600)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	35947	Indirect
Common Stock	236399	Indirect

Footnotes

F1: On December 12, 2018, a grantor retained annuity trust was funded with 236,399 shares of Common Stock for Dushianthia Rajendra. She is the grantor and settlor of the aforementioned trust and its sole trustee.

F2: The employee stock options were granted on 02/08/2010 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2011.