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SMITH A O CORP Director's Dealing 2018

Feb 7, 2018

30593_dirs_2018-02-07_6e5e3310-75f9-43bc-a67e-88b4450de995.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-12-31

Reporting Person: SMITH MARK D (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-21 Class A Common Stock $0 G 559 Disposed Common Stock (559) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 112209 Direct
Common Stock 29500 Indirect
Common Stock 8956 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class A Common Stock $0 Common Stock (0) 3676 Indirect

Footnotes

F1: The reporting person beneficially owns the shares as settlor of a revocable family trust.

F2: 1 for 1

F3: Convertible at any time.

F4: None.

F5: Gift.