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SMITH A O CORP — Director's Dealing 2017
Jan 5, 2017
30593_dirs_2017-01-05_2724c62e-fbdb-463b-adf8-95e7dfdd45cb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-01-03
Reporting Person: GREUBEL WILLIAM P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-03 | Common Stock | A | 17621 | $47.92 | Acquired | 17621 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-03 | Restricted Stock Units | $47.92 | M | 17621 | Disposed | Common Stock (17621) | Direct |
Footnotes
F1: The Plan permits the participant to defer the receipt of the award. Mr Greubel's elected a deferral until 01/01/2014 with a distribution over five years.
F2: The Restricted Stock Units that William P. Greubel has deferred receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 178 Restricted Stock Units. On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 23,577 additional Restricted Stock Units.