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SMITH A O CORP Director's Dealing 2017

Feb 13, 2017

30593_dirs_2017-02-13_645bfa2d-ec04-4847-a70d-388130f1700a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-02-10

Reporting Person: Ding Wei (Pres.AOSCIC; Manager AOSCWHC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-10 Common Stock M 4300 $49.86 Acquired 4300 Direct
2017-02-10 Common Stock F 1261 $49.86 Disposed 3039 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-10 Restricted Stock Units $49.86 M 4300 Disposed Common Stock (4300) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Options (Right to Buy) $0 Common Stock (0) 39320 Direct

Footnotes

F1: 4,300 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,300 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,300 shares of Common Stock to the reporting person.

F2: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 6,795 additional Restricted Stock Units.

F3: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 19,660 additional Employee Stock Options.