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SMITH A O CORP Director's Dealing 2017

Feb 15, 2017

30593_dirs_2017-02-15_860bbc01-15e8-4a10-a175-c4fec0d7b601.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-02-13

Reporting Person: Dana Paul R (Senior VP Global Manufacturing)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-13 Employee Stock Options (Right to Buy) $50.16 A 6070 Acquired 2027-02-13 Common Stock (6070) Direct
2017-02-13 Restricted Stock Units $50.16 A 1580 Acquired Common Stock (1580) Direct

Footnotes

F1: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.

F2: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.