SMITH A O CORP — Director's Dealing 2017

Mar 10, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-03-09

Reporting Person: Ackerman Patricia K (VP, Investor Relations & Treas)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-03-09	Common Stock	M	2266	$17.462	Acquired	3908	Direct
2017-03-09	Common Stock	M	5140	$23.235	Acquired	9048	Direct
2017-03-09	Common Stock	S	7406	$49.4024	Disposed	1642	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-03-09	Employee Stock Options (Right to Buy)	$17.462	M	2266	Disposed	2023-02-11	Common Stock (2266)	Direct
2017-03-09	Employee Stock Options (Right to Buy)	$23.235	M	5140	Disposed	2024-02-10	Common Stock (5140)	Direct

Footnotes

F1: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.

F2: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.