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SMITH A O CORP — Director's Dealing 2017
Apr 17, 2017
30593_dirs_2017-04-17_3d444a1b-add4-47b0-9de9-82dcf8ca518d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-04-13
Reporting Person: WOLF IDELLE K (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-13 | Common Stock | A | 2509 | $49.83 | Acquired | 57303 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (0) | 8896 | Direct |
Footnotes
F1: Payment of retainer in stock under the A. O. Smith Corporation Directors' Compensation Plan based on the average of the high and low price of Common Stock on April 13, 2017.
F2: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 27,397 additional shares of Common Stock.
F3: The Plan permits the participant to defer the receipt of the award and Ms. Wolf has made a deferral.
F4: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 4,426 additional Restricted Stock Units. The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 44 units of Restricted Stock Units.