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SMITH A O CORP Director's Dealing 2017

May 5, 2017

30593_dirs_2017-05-05_651af328-e10b-4437-830b-c73687346447.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-05-04

Reporting Person: Wheeler Kevin J. (Senor VP & President and GM)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-04 Common Stock M 5600 $6.983 Acquired 22348 Direct
2017-05-04 Common Stock M 8000 $10.779 Acquired 30348 Direct
2017-05-04 Common Stock S 13600 $54.3903 Disposed 16748 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-05-04 Employee Stock Options (Right to Buy) $6.983 M 5600 Disposed 2020-02-08 Common Stock (5600) Direct
2017-05-04 Employee Stock Options (Right to Buy) $10.779 M 8000 Disposed 2021-02-07 Common Stcok (8000) Direct

Footnotes

F1: The employee stock options were granted on 02/08/2010 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2011.

F2: The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2012.