SMITH A O CORP — Director's Dealing 2017

Nov 22, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-11-21

Reporting Person: KITA JOHN J (Executive Vice President & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-09-06	Common Stock	G	190	—	Disposed	72677	Direct
2017-11-21	Common Stock	M	28900	$23.235	Acquired	101577	Direct
2017-11-21	Common Stock	F	19942	$60.36	Disposed	81635	Direct
2017-11-22	Common Stock	S	8958	$60.7797	Disposed	72677	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-11-21	Employee Stock Options (Right to Buy)	$23.235	M	28900	Disposed	2024-02-10	Common Stock (28900)	Direct

Footnotes

F1: Gift

F2: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.