SMITH A O CORP — Director's Dealing 2017

Nov 29, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-11-28

Reporting Person: STERN JAMES F (Exec VP, General Counsel & Sec)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-14	Common Stock	G	5126	—	Disposed	146257	Direct
2017-11-28	Common Stock	M	19900	$23.235	Acquired	166157	Direct
2017-11-28	Common Stock	F	7477	$61.84	Disposed	158680	Direct
2017-11-29	Common Stock	S	12423	$62.2772	Disposed	146437	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-11-28	Employee Stock Options (Right to Buy)	$23.235	M	19900	Disposed	2024-02-10	Common Stock (19900)	Direct

Footnotes

F1: Gift

F2: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.