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SMITH A O CORP Director's Dealing 2017

Dec 1, 2017

30593_dirs_2017-12-01_85c7ec02-e525-460c-aca2-bf2fd24fd053.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-11-30

Reporting Person: Petrarca Mark A (Senior Vice Pres. - H.R. & P.A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-30 Common Stock M 16600 $23.235 Acquired 99249 Direct
2017-11-30 Common Stock F 11312 $63.15 Disposed 87937 Direct
2017-12-01 Common Stock S 5288 $63.1403 Disposed 82649 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-30 Employee Stock Options (Right to Buy) $23.235 M 16600 Disposed 2024-02-10 Common Stock (16600) Direct

Footnotes

F1: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.