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SMITH A O CORP — Director's Dealing 2017
Dec 6, 2017
30593_dirs_2017-12-06_cc8a289a-cad5-4710-80a3-25d5943511e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-12-05
Reporting Person: Rajendra Ajita G (Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-05 | Common Stock | M | 127800 | $4.751 | Acquired | 405169 | Direct |
| 2017-12-05 | Common Stock | F | 68324 | $62.01 | Disposed | 336845 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-05 | Employee Stock Options (Right to Buy) | $4.751 | M | 127800 | Disposed | 2019-02-09 | Common Stock (127800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8892 | Indirect |
Footnotes
F1: The employee stock options were granted on 02/09/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2010.
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