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SMITH A O CORP Director's Dealing 2017

Dec 6, 2017

30593_dirs_2017-12-06_cc8a289a-cad5-4710-80a3-25d5943511e9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-12-05

Reporting Person: Rajendra Ajita G (Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-05 Common Stock M 127800 $4.751 Acquired 405169 Direct
2017-12-05 Common Stock F 68324 $62.01 Disposed 336845 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-05 Employee Stock Options (Right to Buy) $4.751 M 127800 Disposed 2019-02-09 Common Stock (127800) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8892 Indirect

Footnotes

F1: The employee stock options were granted on 02/09/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2010.