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SMITH A O CORP Director's Dealing 2016

Feb 10, 2016

30593_dirs_2016-02-10_0d6051d3-b8d5-43c8-9ac0-9c2a02e05397.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2016-02-08

Reporting Person: Kempken Daniel L (Vice President and Controller)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-08 Employee Stock Options (Right to Buy) $63.34 A 3650 Acquired 2026-02-08 Common Stock (3650) Direct
2016-02-08 Restricted Stock Units $63.34 A 910 Acquired Common Stock (910) Direct

Footnotes

F1: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.

F2: The restricted stock units were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2019.