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SMITH A O CORP Director's Dealing 2016

Feb 16, 2016

30593_dirs_2016-02-16_c74d3d04-5dcd-45cf-b80c-2a648bc41fea.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2016-02-11

Reporting Person: Kempken Daniel L (Vice President and Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-11 Common Stock M 1200 $63.335 Acquired 1925 Direct
2016-02-12 Common Stock S 465 $65.9258 Disposed 1460 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-11 Restricted Stock Units $63.335 M 1200 Disposed Common Stock (1200) Direct

Footnotes

F1: 1,200 Restricted Stock Units were granted on 02/11/2013, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,200 Restricted Stock Units vested on 02/11/2016. As a result of vesting, the Company is obligated to deliver 1,200 shares of Common Stock to the reporting person.

F2: The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).