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SMITH A O CORP Director's Dealing 2016

Feb 16, 2016

30593_dirs_2016-02-16_8276b7fe-8638-48eb-80a7-7487ab55368b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2016-02-11

Reporting Person: Lauber Charles T (SVP, Strategy & Corporate Dev.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-11 Common Stock M 1400 $63.335 Acquired 12597 Direct
2016-02-12 Common Stock S 607 $65.8079 Disposed 11990 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-11 Restricted Stock Units $63.335 M 1400 Disposed Common Stock (1400) Direct

Footnotes

F1: 1,400 Restricted Stock Units were granted on 02/11/2013, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,400 Restricted Stock Units vested on 02/11/2016. As a result of vesting, the Company is obligated to deliver 1,400 shares of Common Stock to the reporting person.

F2: The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).