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SMITH A O CORP Director's Dealing 2016

May 3, 2016

30593_dirs_2016-05-03_ea8cbdd2-08d7-474e-8ee3-82337761db3f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2016-05-02

Reporting Person: Ding Wei (Pres. AOSCIC; Manager AOSCWHC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-05-02 Common Stock M 1533 $34.923 Acquired 6182 Direct
2016-05-02 Common Stock M 2000 $46.47 Acquired 8182 Direct
2016-05-02 Common Stock S 3533 $78.1251 Disposed 4649 Direct
2016-05-02 Common Stock S 4649 $78.1889 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-05-02 Employee Stock Options (Right to Buy) $34.923 M 1533 Disposed 2023-02-11 Common Stock (1533) Direct
2016-05-02 Employee Stock Options (Right to Buy) $46.47 M 2000 Disposed 2024-02-10 Common Stock (2000) Direct

Footnotes

F1: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/11/2014.

F2: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/10/2015.