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SMITH A O CORP Director's Dealing 2016

Aug 1, 2016

30593_dirs_2016-08-01_3b1b18fe-55b3-486d-a8a2-4f16710789ed.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2016-07-29

Reporting Person: BROUWER WILFRIDUS M (President - AOSHBSRL)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-07-29 Common Stock M 2467 $34.923 Acquired 19449 Direct
2016-07-29 Common Stock M 3733 $46.47 Acquired 23182 Direct
2016-07-29 Common Stock S 6200 $93.2901 Disposed 16982 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-07-29 Employee Stock Options (Right to Buy) $34.923 M 2467 Disposed 2023-02-11 Common Stock (2467) Direct
2016-07-29 Employee Stock Options (Right to Buy) $46.47 M 3733 Disposed 2024-02-10 Common Stock (3733) Direct

Footnotes

F1: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.

F2: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.